11 Jul THE COMPLIANCE FUNCTION OVERALL
You are the newly appointed head of compliance at a regulated firm operating in a jurisdiction and business sector of your choice (need to be Europe jurisdiction). You have been informed by the executive team that, as a consequence of recent internal restructuring within the firm, all heads of function will now be responsible for risk management in their own area of business.The compliance function overall was rated by the internal audit function as ‘satisfactory’ when last assessed some six months ago.You have been asked to assess the current risk management process within the compliance function (which in this firm also incorporates the money laundering/financial crime prevention teams) and report on your findings in the form of a report for senior management.This report will be used as the basis for further discussions on this topic at an upcoming meeting at which all of the heads of function will be in attendance. This report must include a description of what should be in place at each stage of the risk management process, explaining why this is required and making recommendations for enhancements on the existing process (for the purposes of this assignment question you are free to choose what these enhancements will consist of). The report must also include an explanation of why the approach you are proposing will be effective in the management of risk by the compliance function.
Our website has a team of professional writers who can help you write any of your homework. They will write your papers from scratch. We also have a team of editors just to make sure all papers are of HIGH QUALITY & PLAGIARISM FREE. To make an Order you only need to click Ask A Question and we will direct you to our Order Page at WriteDemy. Then fill Our Order Form with all your assignment instructions. Select your deadline and pay for your paper. You will get it few hours before your set deadline.
Fill in all the assignment paper details that are required in the order form with the standard information being the page count, deadline, academic level and type of paper. It is advisable to have this information at hand so that you can quickly fill in the necessary information needed in the form for the essay writer to be immediately assigned to your writing project. Make payment for the custom essay order to enable us to assign a suitable writer to your order. Payments are made through Paypal on a secured billing page. Finally, sit back and relax.
About Writedemy
We are a professional paper writing website. If you have searched a question and bumped into our website just know you are in the right place to get help in your coursework. We offer HIGH QUALITY & PLAGIARISM FREE Papers.
How It Works
To make an Order you only need to click on “Order Now” and we will direct you to our Order Page. Fill Our Order Form with all your assignment instructions. Select your deadline and pay for your paper. You will get it few hours before your set deadline.
Are there Discounts?
All new clients are eligible for 20% off in their first Order. Our payment method is safe and secure.